Great Lakes Pension Associates, Inc.
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New York City District Council of Carpenters Benefit Funds
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Senior Specialist 401k Recordkeeping T Bank N.A.
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Defined Contributions Compliance Consultant Loren D. Stark Company (LDSCO)
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Defined Contribution Account Manager Nova 401(k) Associates
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Greenline Wealth Management
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Retirement Solutions Specialists
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Fringe Benefit Group
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TPA Retirement Plan Consultant EPIC RPS (TPA/DPS)
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Pollard & Associates
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Retirement Planners and Administrators (RPA)
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Advisor Considerations for Rollover Discussions (PDF)
Retirement Learning Center, LLC Oct. 26, 2014
"[DOL] Advisory Opinion 2005-23A specifies that if a financial advisor is not already a plan fiduciary, then making distribution or rollover recommendations to plan participants WOULD NOT make the advisor a fiduciary, even if investment recommendations are included. However, if a financial advisor is already a plan fiduciary, then making distribution or rollover recommendations to plan participants WOULD subject such recommendations to a fiduciary standard and, therefore, could give rise to conflicts of interest and, potentially, prohibited transactions."
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