New York City District Council of Carpenters Benefit Funds
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Retirement Planners and Administrators (RPA)
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Fringe Benefit Group
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TPA Retirement Plan Consultant EPIC RPS (TPA/DPS)
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Defined Contributions Compliance Consultant Loren D. Stark Company (LDSCO)
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Great Lakes Pension Associates, Inc.
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Senior Specialist 401k Recordkeeping T Bank N.A.
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Pollard & Associates
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Retirement Solutions Specialists
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Defined Contribution Account Manager Nova 401(k) Associates
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Greenline Wealth Management
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DOL Warns Investment Advisers About Conflicts Lurking in Payout Grids
Financial Advisor Dec. 22, 2021 "The [DOL] has expressed concerns about the escalating payout grids for dually registered advisors -- especially the way the grids might encourage financial advisors to push one product over another.... Firms should be 'very careful about structures that disproportionately increase compensation at specified thresholds,' the DOL said. This type of compensation can undermine the best interest standard and create incentives for investment professionals to make recommendations based on their own financial interest, rather than on the retirement investor's interest." |
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