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Posted

if a plan has assets with VOYA or a vendor like this, is there a requirement to attach/create a Schedule or do you just report fees/commissions on 5500-SF

Posted

The only Schedule I've attached to a Form 5500-SF is schedule SB. With the Plans that file an SF that have insurance I just report the commissions in the appropriate field on the SF.

Posted

The instructions state "Do not complete [Schedule A] if filing the Form 5500-SF instead of the Form 5500."

This is located in the footnotes under the chart instructing you what schedules to complete based on what type of plan you are filing for.

Free advice is worth what you paid for it. Do not rely on the information provided in this post for any purpose, including (but not limited to): tax planning, compliance with ERISA or the IRC, investing or other forms of fortune-telling, bird identification, relationship advice, or spiritual guidance.

Corey B. Zeller, MSEA, CPC, QPA, QKA
Preferred Pension Planning Corp.
corey@pppc.co

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