Audits: The Devil is Always in The Details

Broadridge

Retirement plan advisors, it’s audit season! Join an auditor, seasoned TPA expert and data-driven recordkeeper for an educational hour of what is new in the retirement plan audit space. Come learn about the latest legislative changes, and check out sales tools for mining a Form 5500 for new prospects.

Follow up materials will include a sample Audit RFP for you to customize to your practice. Use it to help business owners complete the due diligence for a retirement plan auditor so they are able to get into the details and choose wisely!

By the end of the session, attendees will be able to…

1. Understand the latest legislative changes in the audit world.
2. Learn how to mine a Form 5500 for prospecting plan compliance testing failures and late contributions.
3. Hear about the importance of quality auditor selection. 

More Information, How to Register