Ethics of a Takeover

American Society of Enrolled Actuaries [ASEA]

Speaker: Kelsey Mayo, JD, Director of Regulatory Affairs, American Retirement Association; Partner, Poyner Spruill LLP

Description: Retirement plan professionals are subject to various codes of conduct. This session will discuss real-life situations that arise when taking on new clients that require you to apply those ethical standards. How would you respond? How should you respond?

Learning Objectives:

1. Review applicable provisions of codes of conduct impacting ASEA professionals
2. Identify situations that can require decisions that will apply the ethical code
3. Apply code to situations that may include hidden pitfalls

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