Sara Posted September 17, 2019 Posted September 17, 2019 HI everyone, I am currently working on a 401(k) audit at my firm. The client changed their TPA and Custodian in Feb 2019, and I am needing to disclose it as a subsequent event. Do you know where I can find a sample disclosure? Thank you!
Madison71 Posted September 17, 2019 Posted September 17, 2019 Hi - there is likely a blackout notice. That may be a good place to start.
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