Jump to content

Recommended Posts

Posted

Does anyone know if a 401(k) participant that accumulated shares of company stock prior to the company going public can use NUA?

The company is now public. However the shares were accumulated while the company was private.

Participant has since retired and would now like to use NUA 

Thank you

Posted
On 2/8/2021 at 2:06 PM, Dobber said:

Does anyone know if a 401(k) participant that accumulated shares of company stock prior to the company going public can use NUA?

The company is now public. However the shares were accumulated while the company was private.

Participant has since retired and would now like to use NUA 

Thank you

What makes you think the NUA rules only apply to company stock that is not publicly traded, Dobber?

Luke Bailey

Senior Counsel

Clark Hill PLC

214-651-4572 (O) | LBailey@clarkhill.com

2600 Dallas Parkway Suite 600

Frisco, TX 75034

Create an account or sign in to comment

You need to be a member in order to leave a comment

Create an account

Sign up for a new account in our community. It's easy!

Register a new account

Sign in

Already have an account? Sign in here.

Sign In Now
×
×
  • Create New...

Important Information

Terms of Use