Regional Vice President of Sales The Retirement Plan Company
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Compass
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AimPoint Pension
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Loan & Distribution Specialist AimPoint Pension
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Bates & Company, Inc.
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SEC's Pay-to-Play Rule Under Investment Advisers Act (PDF)
Morgan Lewis July 12, 2010
Excerpt: On July 1, the U.S. Securities and Exchange Commission ... adopted new Rule 206(4)-5 (the Rule) under the Investment Advisers Act ... aimed at curtailing pay-to-play practices by investment advisers that seek to manage assets of state and local governments.
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