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The REAL Problem With the New 12b-1 Rule: SEC's Treatment of 401(k) Participants as 403(b) Participants
The Business of Benefits Link to more items from this source
[Opinion]
Nov. 4, 2010

"[There is a] disturbing and fundamental problem with the proposed change: the rules actually treat 401(k) plan participants as 'shareholders' under the securities laws, instead of the plan itself."  MORE >>

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