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Investment Company Institute Comments on SEC's Proposed New 12b-1 Rule (PDF)
Investment Company Institute [ICI] 
[Opinion] Nov. 8, 2010 32 pages. ICI outlines specific comments, concerns, and recommendations on five major elements of the proposal: ongoing sales charges; marketing and service fees; board oversight; new disclosures; and the proposed exemption from Section 22(d) that would allow for a new distribution option. MORE >> |
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