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SEC Adopts New Disclosure Brochure for Investment Advisers (PDF)
Morgan Lewis
[Guidance Overview] Nov. 8, 2010 Pages 1, 4-14 of 28 pages. Excerpt: Under new Form ADV,Part 2,the disclosure document is divided into three distinct components: the firm 'brochure' (Part 2A), the wrap fee program brochure (Appendix 1 to Part 2A) and the 'brochure supplement' (Part 2B). MORE >> |
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