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3(16) Retirement Plan & Customer Liaison Compass
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Retirement Relationship Manager MAP Retirement
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The End of the Line for Small Potato Retirement Plan Advisors and Brokers?
Ary Rosenbaum, The Rosenbaum Law Firm P.C. 
[Opinion] Feb. 7, 2011 I believe that the Department of Labor and the Securities and Exchange Commission changing the fiduciary standard may have the impact of many brokers leaving the industry because many of the small broker dealers may not want to deal with the added liability of their brokers serving as co-fiduciaries of retirement plans. MORE >> |
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