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GAO Report: Improved Regulation of 401(k) Plans Could Better Protect Participants from Conflicts of Interest
U.S. Government Accountability Office [GAO] 
Feb. 28, 2011
80 pages. "Specifically, the [DOL] Secretary should amend the proposed regulations to require that service providers' written disclosures specifying that they are not undertaking to provide impartial investment advice be provided to the plan sponsor in a consistent and prominent manner." [GAO-11-119, published Jan. 28, 2011, released Feb. 28, 2011]
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