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3(16) Plan Customer Liaison, Enrollments Compass
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Testimony of ICI at Hearing on Fiduciary Definition Proposal
Investment Company Institute [ICI] 
[Opinion] Mar. 2, 2011 [T]he rule should create fiduciary duties only when the adviser provides advice or recommendations individualized to the plan or participant. Unfortunately, the proposal does not require that an investment recommendation be specific to the plan or its participants. MORE >> |
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