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DOL to Re-Propose Amendments to Fiduciary Definition Regulation (PDF)
Groom Law Group 
[Guidance Overview] Sept. 20, 2011 First, the DOL specifically noted that it intends to clarify that'fiduciary advice' is limited to individualized advice directed to specific parties. This should be helpful in avoiding fiduciary status in the development of advice products before there is a specific customer in mind. MORE >> |
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