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Why Financial Advisors Should Offer Investment Education to 401(k) Plan Participants
Ary Rosenbaum, The Rosenbaum Law Firm P.C. via JDSupra 
Oct. 10, 2011 One of the biggest misconceptions out there about the role of participant education under Section 404(c) plans is that it's not required. There is nothing in the statute or in the regulations that actually requires the plan sponsor and/or the plan's financial advisor to offer education to participants. MORE >> |
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