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Final DOL Rules on Participant Advice (PDF)
Polsinelli Shughart PC 
[Guidance Overview] Nov. 17, 2011 Employer/plan sponsors should re-evaluate the investment advice offered to plan participants todetermine what, if any, new opportunities for enhanced investment advice are available as a result of these final regulations. They should also obtain evidence from potential advisors that an exemption applies or seek legal counsel regarding the application of an exemption. MORE >> |
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