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Text of SEC Request for Comment on Study Regarding Financial Literacy Among Investors
U.S. Securities & Exchange Commission
[Official Guidance] Jan. 22, 2012 "[The SEC] is requesting public comment on the following: methods to improve the timing, content, and format of disclosures to investors with respect to financial intermediaries, investment products, and investment services; the most useful and understandable relevant information that retail investors need to make informed financial decisions before engaging a financial intermediary or purchasing an investment product or service that is typically sold to retail investors, including shares of registered open-end investment companies; and methods to increase the transparency of expenses and conflicts of interests in transactions involving investment services and products, including shares of registered open-end investment companies." MORE >> |
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