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Nine Things Investment Advisors Must Do to Keep 401(k) Plan Sponsors Out of Hot Water
RIABiz
July 13, 2012
"It's no longer good enough for investment advisors to pick a few mutual funds for sponsors of 401(k) plans and then adjourn for lunch. Financial advisors need to also consider it their jobs to protect 401(k) plan sponsor boards, corporate officers and other plan fiduciaries from an increasingly active and high ERISA bar."
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