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Top Tips for Selecting a Financial Professional (PDF)
U.S. Securities and Exchange Commission [SEC] 
Sept. 25, 2012
"Choosing a financial professional -- whether a stockbroker, a financial planner, or an investment adviser -- is an important decision. Consider the tips below as you make your choice. Also [included in this article is] a list of questions you can ask a financial professional whose services you are considering."
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