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Comments on Proposed Rule Change to NASDAQ Listing Standards to Comply with SEC Rule 10C-1 (PDF)
Investment Company Institute [ICI]
[Opinion] Nov. 4, 2012 "[The ICI] fully support[s] Nasdaq's proposal to exempt both open-end and closed-end funds registered under the Investment Company Act from the new compensation committee requirements. These issuers typically are externally managed and do not employ executives or by their nature have employees." MORE >> |
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