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Answering Questions on Advisor Conflicts of Interest and Risk Governance
Fi360 Blog 
Dec. 18, 2012 "In the case of dually-registered advisors, is disclosure of conflicts of interest a fiduciary requirement? Or is it enough to simply switch between the 'two hats'? ... Do structured investment products always run the risk of conflicts of interest? ... How is the trading desk as a profit center reconciled with the fiduciary duty to manage cost on behalf of the client?" MORE >> |
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