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FINRA's Failure: It Is Not a 'Professional Regulatory Organization'
Ron A. Rhoades, JD, CFP 
[Opinion] Apr. 28, 2013
"Why is a true Professional Regulatory Organization for financial planners and investment advisers important as a long-term goal? By maintaining and enhancing the professional standards of its members over time, the services of its members become more attractive to the public, fueling demand for the services of its members. The standards that are adopted must serve the public interest."
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