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Distributions Processor - Qualified Retirement Plans Anchor 3(16) Fiduciary Solutions, LLC
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Defined Benefit Specialist II or III Nova 401(k) Associates
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DWC ERISA Consultants LLC
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July Business Services
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Retirement Combo Plan Administrator Heritage Pension Advisors, Inc.
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EPIC RPS
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Compensation Strategies Group, Ltd.
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For Your SEC Comment Letters: Favorite Fiduciary Law Quotes
Ron A. Rhoades, JD, CFP
[Opinion] June 13, 2013
"The deadline of July 5, 2013 is fast approaching for submitting comments to the [SEC] ... To aid pro-fiduciary advocates in submitting their comments [the author provides] these quotes from various cases and administrative rulings and pronouncements.... As can be seen, there are many, many observations in support of applying the fiduciary standard of conduct to the delivery of personalized investment advice, and which further explain the fiduciary standard itself."
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