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Comments to SEC on Duties of Brokers, Dealers and Investment Advisers (PDF)
Financial Planning Coalition Link to more items from this source
[Opinion]
July 8, 2013

57 pages. Excerpt: "The fiduciary standard should be no less stringent than the existing fiduciary duty standard ... [and] should be based upon the core principle that, when providing personalized investment advice to retail customers, a financial adviser (however registered) always must act in the best interests of those customers.... The SEC should not delay the adoption of a uniform fiduciary standard while it considers harmonization initiatives."  MORE >>

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