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Retirement Plan Relationship Manager ERISA Services, Inc.
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Regional Sales Director (West) July Business Services
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Defined Contribution Account Manager Nova 401(k) Associates
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July Business Services
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Defined Contributions Compliance Consultant Loren D. Stark Company (LDSCO)
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Fiduciary Rules Will Cost Millions in Compliance
BenefitsPro; free registration required 
Oct. 7, 2013 "[B]roker-dealers are worried that the proposed changes to the fiduciary standard could cost them up to $8 million to set up compliance systems and about $2 million a year to maintain. That's per broker-dealer.... [F]irms said they would need to develop and furnish a broker-dealer relationship guide, which would include a disclosure form, to a combined total of approximately 50.6 million retail customers." |
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