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Brokerage Account Windows Shutting in 401(k) Plans
Lawton Retirement Plan Consultants 
Mar. 27, 2014
"Most experts think the DOL will: [1] Establish fiduciary guidelines and limitations for offering brokerage account windows; [2] Require more notices for plan participants who have access to brokerage account windows; [3] Bar their use as the only investment option in a retirement plan; and [4] Provide clarification on the manageable number of offerings issue raised in the Hecker vs. Deere case."
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