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Will the DOL Fiduciary Rule Level the Playing Field for Brokers?
Fiduciary Plan Governance, LLC 
Nov. 11, 2014
"Regardless of the standard that applies to them, in the eyes of their clients, brokers are offering investment advice. And the plan sponsor is acting on that advice. This the typical broker does without any processes or procedures that are protective of his client's (or even his own) interests.... The reproposal and finalization of the DOL's fiduciary definition rule (now expected in early 2015) will likely change things for brokers."
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