Compensation Strategies Group, Ltd.
The Retirement Plan Company (TRPC)/an ABG firm
Atlantic Pension Services Inc
Creative Pension Consultants, Inc.
ERISA Services, Inc.
Nova 401(k) Associates
Nicholas Pension Consultants
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|SEC Proposes New Rules Requiring Issuer Disclosure of Hedging Policies for Employees and Directors (PDF)|
Feb. 13, 2015
"The SEC's stated intention is for the proposed disclosure to be more 'principles-based' so that the disclosure obligation covers all transactions that establish downside protection of equity securities, whether by purchasing or selling a security or derivative security or otherwise, in which employees, officers, directors or any of their designees are either prohibited or permitted to execute."
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