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SEC Proposes New Rules Requiring Issuer Disclosure of Hedging Policies for Employees and Directors (PDF)
Fried Frank [Guidance Overview] Feb. 13, 2015 "The SEC's stated intention is for the proposed disclosure to be more 'principles-based' so that the disclosure obligation covers all transactions that establish downside protection of equity securities, whether by purchasing or selling a security or derivative security or otherwise, in which employees, officers, directors or any of their designees are either prohibited or permitted to execute." |
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