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Text of House Committee Inquiry to DOL on Fiduciary Rulemaking (PDF)
Committee on Education and the Workforce, U.S. House of Representatives
Mar. 5, 2015
"It is clear coordination between SEC and DOL is vital to ensure a functioning regulatory framework; it is unfortunately far less clear that such coordination is occurring. We are especially disappointed and alarmed by Commissioner Gallagher's allegations that no meaningful engagement has occurred ... This is inconsistent with public pronouncements from the administration."
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