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EBSA Issues Regs -- and More -- on Fiduciary Definition and Duty (PDF)
Ascensus 
[Guidance Overview] Apr. 17, 2015 "With the objective of preventing conflicts of interest from influencing the advice given to plans, participants, beneficiaries and IRA owners -- while maintaining the availability of needed investment advice -- EBSA is creating new PTEs and amending several existing ones.... EBSA indicates that the centerpiece of these exemptions is intended to allow an advisor or firm (or both) substantial freedom in maintaining existing preferred compensation practices[.]" MORE >> |
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