Nicholas Pension Consultants
Compensation Strategies Group, Ltd.
Nova 401(k) Associates
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|Ethical Considerations for Employee Benefits Attorneys (PDF)|
Utz & Lattan, LLC
May 27, 2015
146-page text outline of presentation to the Employee Benefits Institute Workshop, University of Missouri-Kansas City School of Law. Topics include:  Who is the client?  Representing entities;  Representing multiple parties;  Attorney-client privilege;  Work product doctrine;  Handling settlement proceeds subject to subrogation claim;  Plan participants' ability to sue law firm for legal malpractice;  Law firm as fiduciary of client's plan;  Multijurisdictional Practice; and  Circular 230 Revisions.
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