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State Street May Face SEC Action Over Retirement Plan Business
TheStreet.com 
June 19, 2015 "State Street Corp. said ... that the Securities and Exchange Commission is planning an enforcement action related to its solicitation of business from public retirement plans. The Boston-based company was notified via a Wells notice from the securities regulator, according to a filing on Thursday [June 18]. The notice indicates that the agency intends to pursue civil charges but does not guarantee that it will take action." MORE >> |
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