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Polsinelli PC
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SEC Faces Its Own Debate on Fiduciary Advice Standards
PLANSPONSOR; free registration may be requiredLink to more items from this source
July 29, 2015

"Transcripts from a tough SEC hearing called earlier this month show it's not just the Department of Labor considering changes to the application of the fiduciary standard.... Like the DOL, the SEC says its rulemaking is meant to tamp down on a variety of investor abuses and service provider conflicts of interest believed to be harming millions of investors inside and out of retirement plans."

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