July Business Services
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Pollard & Associates
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Great Lakes Pension Associates, Inc.
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Defined Contribution Account Manager Nova 401(k) Associates
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Fringe Benefit Group
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New York City District Council of Carpenters Benefit Funds
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Regional Sales Director (West) July Business Services
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Retirement Planners and Administrators (RPA)
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Greenline Wealth Management
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July Business Services
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Defined Contributions Compliance Consultant Loren D. Stark Company (LDSCO)
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Retirement Solutions Specialists
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TPA Retirement Plan Consultant EPIC RPS (TPA/DPS)
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Senior Specialist 401k Recordkeeping T Bank N.A.
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The Proposed Conflict of Interest Regs: Investment Education vs. Advice
October Three Consulting [Guidance Overview] Aug. 10, 2015 "DOL's proposal would (more or less) re-define any asset allocation recommendation that identifies specific funds, and any communication about distributions that recommends a specific form of distribution, as 'advice.' ... [T]he proposal problematizes communications to participants about distributions. And the proposed participant education 'carve out' would, in effect, set the limits to what an 'educator' can say about distributions without triggering advice status. Clearly, you couldn't say anything favoring (recommending) one distribution option over another." |
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