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The New DOL Fiduciary Rule: Impact on Mutual Fund Distribution (PDF)
Dechert LLP
[Guidance Overview] Aug. 31, 2016
15 pages. "This [article] addresses the potential impact of the Final Rule on the most common fund distribution channels, including: [1] direct sales; [2] unaffiliated broker-dealers; [3] affiliated broker-dealers; and [4] 401(k) plans and other defined contribution retirement plans."
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