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Broker-Dealers Say Some Advisors Will Retire as a Result of the DOL Fiduciary Rule
LIMRA 
Sept. 27, 2016
"54 percent of Broker-Dealers (B-Ds) surveyed believe some of their advisors will retire rather than sell under the new business rules to comply with the [DOL's] fiduciary rule.... [M]ost B-D firms (8 in 10) plan to employ both the PT 84-24 or BIC exemptions allowed under the new rule, while nearly three quarters will use fee leveling/fee offset. Firms said they will employ multiple strategies in order to ensure compliance."
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