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For Plan Sponsors: Six Steps to Comply with the New Conflict of Interest Rule (PDF)
Roland|Criss in Journal of Compensation and Benefits 
Oct. 11, 2016 "Determine the investment advice needs of the plan's fiduciaries, participants, and beneficiaries.... Evaluate which of the plan's current vendors are investment advice providers as defined by the Rule.... Examine the vendors' service agreements with the plan.... Test whether vendors' credentials verify their compliance with the Rule.... Determine if each vendor's compensation is reasonable.... Document the steps taken in the compliance process." MORE >> |
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