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DOL Investment Advice FAQs: Considerations for Investment Advisers
Dechert 
[Guidance Overview] Nov. 18, 2016
"[Topics include:] [1] the availability of the 'Best Interest Contract' Exemption and its streamlined version ... for certain transactions; [2] the impact of the Final Rules on investment advisers with discretionary authority over retirement assets; [3] the structure of compensation paid by financial institutions to advisers; [4] compliance with disclosure requirements of the BIC Exemption; [5] sales of annuities; and [6] grandfathering."
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