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DOL Issues Field Assistance Bulletin with Fiduciary Rule Enforcement Relief
Groom Law Group 
[Guidance Overview] Mar. 13, 2017 "[FAB 2017-01] provides enforcement relief ... [1] where the DOL decides not to issue a delay of the Fiduciary Rule's Applicability Date; and [2] where the DOL delays the Applicability Date, but the delay is published after April 10, 2017.... [T]he enforcement relief provided in the FAB provides much needed certainty that no matter what the outcome of the Proposed Delay, firms will have adequate time to communicate with clients." MORE >> |
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