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Quantifying the Impartial Conduct Standards Under the DOL Fiduciary Rule
The Prudent Investment Adviser Rules 
June 9, 2017 "While the 'misleading statements' standard is self-explanatory, it has been suggested that it will be left to the courts and attorneys to define the meaning of 'best interest' and 'reasonable compensation.' ... [J]ust as the courts look to the Restatement (Third) of Trusts to interpret fiduciary law, advisers and other investment fiduciaries can, and should, look to the Restatement for guidance as the interpretation of both terms." MORE >> |
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