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Spectrum Pension Consultants (part of Daybright Financial)
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EPIC RPS
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Relationship Manager – Defined Contributions Daybright Financial
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Experienced Employee Benefits Attorney Shipman & Goodwin LLP
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Daybright Financial
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Director, Strategic Accounts and Channel Development July Business Services
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Regional Sales Director-Heartland July Business Services
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Internal Channel Sales Team Lead July Business Services
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Director of Regulatory Operations and Compliance PCS Retirement
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Nova 401(k) Associates
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EPIC RPS
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Independent Retirement
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Regional Sales Director-Mid Atlantic July Business Services
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Stones River Consulting
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Daybright Financial
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Benefit Plan Self-Audits
Belfint Lyons & Shuman, CPAs
June 28, 2017 "There are certain mistakes ... that regulatory authorities say cause the most compliance issues. To manage your resources wisely, consider focusing on the following high-risk areas. [1] Timeliness of deposits ... [2] Not following plan provisions ... [3] Over-Reliance on Service Providers ... If you do all of these steps in your self-audit, document it in an Excel spreadsheet and save the information in the retirement plan file. If you ever do get audited you can show the IRS or DOL the steps you performed and this will show them you are trying to do everything you can to ensure compliance." MORE >> |
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