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LPL Financial's Fiduciary Rule Memo to Reps Implies Deeper Message: Become an RIA or Stand Down on Giving Rollover Advice
RIABiz 
July 6, 2017
"LPL Financial is taking steps to avoid accusations of placing big DOL pitfalls in the path of its brokers -- but in doing so could also be creating two categories under its roof: haves and have-nots.... [The] firm last week sent a memo to its 14,000 advisors with a bare-bones directive regarding the [DOL's] dictates about brokers recommending 401(k) rollovers to clients. The move comes as the IBD announces a massive structural change that brings its 401(k) business more under the purview of its main retail business."
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