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Economic Policy Institute Comment Letter to SEC on Possible Fiduciary Rule
Economic Policy Institute [EPI] 
[Opinion] Oct. 13, 2017 "While we recognize that the SEC has an important role in setting the standards that apply to broker-dealers and investment advisers, many of the questions you ask were satisfactorily answered by the [DOL], the Council of Economic Advisors (CEA), consumer advocates, and other experts representing the interests of retirement savers who submitted comments and testified in the process of crafting the DOL fiduciary rule.... We urge the SEC to build on the DOL rule addressing conflicts of interest that harm retirement savers to extend protections to other investors." MORE >> |
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