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Wells Fargo's Wealth Management Unit Attracts Justice Department Attention
The Wall Street Journal; subscription may be required 
Mar. 2, 2018
"The Justice Department in late 2017 told the bank to conduct an independent investigation of its wealth-management business ... The bank said the board's review is assessing 'whether there have been inappropriate referrals or recommendations, including with respect to rollovers for 401(k) plan participants, certain alternative investments, or referrals of brokerage customers to the company's investment and fiduciary services business.' "
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