Bates & Company, Inc.
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Regional Vice President of Sales The Retirement Plan Company
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AimPoint Pension
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Loan & Distribution Specialist AimPoint Pension
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Compass
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The Diminishing Future of Investment Advice Regulation
Bob Veres, in Inside Information [Opinion] May 2, 2018 "[S]ometime after 1975 ... the idea of a 'commission' morphed into something else, something closer to a bribe. Commissions became a way for product companies to pay a broker or sales agent to recommend their products over products which offered superior features or returns.... In retrospect, the SEC has proven to be a terrible regulator of this new commission regime.... With these new proposals, the SEC is fecklessly trying to, at the same time, restore merit-based investment recommendations to the marketplace and make Wall Street lobbyists happy." |
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