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Bob Veres' Comment Letter to the SEC on Proposed Regulation Best Interest and Broker Standards
Bob Veres in Inside Information 
[Opinion] May 31, 2018 "The proposed disclosure language for broker-dealers, under 'Standard of Conduct,' would say 'We must act in your best interest and not place our interests ahead of yours when we recommend an investment or an investment strategy involving securities.' However, there is no evidence that the Commission intends to actually hold broker-dealers to this standard. In fact, there is abundant contrary evidence in your accompanying regulatory Proposal." MORE >> |
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