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Lipstick on a Pig and Reg BI: The SEC Aids and Abets Fraud
Ron A. Rhoades, JD, CFP 
[Opinion] Oct. 29, 2018
"In the language of Release the SEC talks of broker-dealers possessing a new standard of conduct that requires them to 'act in the best interests of the retail customer at the time a recommendation is made without placing the financial or other interest of the broker-dealer or natural person who is an associated person making the recommendation against the retail customer.' But the language of the proposed Regulation itself -- which is what matters -- falls far short of such a standard."
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