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Fidelity Infrastructure Fee, Wells Fargo Pension Rebates: Intermediaries Enjoy Fund Payments
Edward Siedle in Forbes; subscription may be required 
[Opinion] Mar. 6, 2019 "The glaring questions these cases raise for regulators and investors are: Should major financial intermediaries, such as Wells and Fidelity, be permitted to agree among themselves to withhold, summarily disclose, or even mischaracterize, the payment arrangements between them? Is the answer to this question different when retirement plan assets, protected by the federal ERISA statute, are involved?" MORE >> |
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