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IRI Testimony at House Financial Services Committee Hearing: Putting Investors First? Examining the SEC's Best Interest Rule (PDF)
Insured Retirement Institute [IRI]
[Opinion] Mar. 14, 2019 10 pages (of 165 page document). "IRI supports the SEC's proposed Reg BI because it establishes a new, clear, consistent and workable best interest standard of conduct for financial professionals that will serve as a platform to help consumers make informed decisions and preserve investor choice. To avoid unintended consequences associated with Reg BI, the SEC should provide additional guidance and clarity regarding certain provisions." MORE >> |
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